Role-Based Programme
RB1652

AI-Powered Ethics, Policy & Compliance Monitoring

Smarter Policy Review, Ethical Risk Detection & Compliance Oversight

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Duration
4 Hours
Level
Awareness
Delivery
Instructor-Led
Format
Awareness Session

Programme Objectives

  • Understand how AI can support Ethics, Policy, and Compliance Monitoring across policy review, ethical-risk identification, monitoring, documentation, and reporting.
  • Explore practical prompting techniques for policy interpretation support, compliance checks, ethical issue analysis, exception review, and management summaries.
  • Apply AI to organise policy information, identify potential compliance gaps, summarise concerns, and prepare structured monitoring outputs.
  • Identify opportunities to improve monitoring consistency, documentation quality, issue visibility, and policy-awareness activities.
  • Recognise confidentiality, fairness, regulatory accuracy, legal interpretation boundaries, and human-review requirements when using AI.

Tools covered

Generative AI AssistantsAI-Assisted Policy AnalysisDocument IntelligenceCompliance Monitoring SupportEthical Risk ReviewIssue TrackingRegulatory SummarisationBasic Workflow Automation

Who should attend

  • Ethics & Compliance Professionals
  • Compliance Executives
  • Compliance Monitoring Professionals
  • Policy & Governance Professionals
  • Legal & Compliance Analysts
  • Risk & Compliance Professionals
  • Corporate Governance Professionals
  • Ethics Officers
  • Internal Controls Professionals
  • Regulatory Compliance Professionals
  • Policy Management Professionals
  • Internal Auditors
  • Legal & Compliance Team Leads

Prerequisites & Participant Readiness

  • Basic understanding of ethics, compliance, governance, or organisational policies
  • Familiarity with policies, codes of conduct, compliance requirements, or monitoring activities is helpful
  • Basic computer and office-productivity skills
  • No AI or programming knowledge required
  • No previous Generative AI experience required

TOC Modules

Concepts
  • Understanding Generative AI and its relevance to Ethics and Compliance
  • Identifying AI applications across policy review, monitoring, issue analysis, and reporting
  • Understanding AI assistance versus Legal, Compliance, and Ethics professional judgement
  • Recognising activities where interpretation, investigation, and human oversight remain mandatory
Practical activities
  • Mapping common Ethics, Policy, and Compliance activities to potential AI applications
  • Comparing a traditional policy-monitoring task with an AI-assisted approach

Scenarios

Policy Requirement to Compliance Monitoring Check

Policy Requirement → AI-Assisted Summary → Key Obligations → Monitoring Criteria → Exceptions → Follow-Up Actions

Participants use AI to analyse an approved policy, identify monitoring requirements, and prepare a structured compliance-check framework for professional review.

Ethical Concern to Management Review

Reported Concern → AI-Assisted Fact Organisation → Relevant Policy → Potential Ethical Risk → Evidence Gaps → Escalation → Management Summary

Participants use AI to organise a sample ethical concern, identify the relevant policy framework, and prepare a neutral review summary while retaining all investigative and disciplinary decisions with authorised professionals.

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