Role-Based Programme
RB0972

NotebookLM for Risk & Internal Audit

Source-Grounded Review, Risk Analysis & Audit Intelligence

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Duration
4 Hours
Level
Awareness
Delivery
Instructor-Led
Format
Awareness Session

Programme Objectives

  • Understand how NotebookLM can support risk reviews, audit planning, control assessments, and evidence analysis.
  • Explore source-grounded methods for identifying risks, controls, exceptions, obligations, and recurring issues across documents.
  • Experience citation-based questioning to trace AI-generated findings back to supporting evidence.
  • Recognise how NotebookLM can improve audit documentation, risk synthesis, and management reporting.
  • Apply appropriate confidentiality, validation, source-quality, and professional-judgement controls.

Tools covered

NotebookLMSource-Grounded ChatCitationsSource ManagementReportsData TablesMind MapsAudio Overviews

Who should attend

  • Internal Auditors
  • Risk & Assurance Professionals
  • IT Auditors
  • Technology Risk Professionals
  • Enterprise Risk Management Professionals
  • Internal Control Professionals
  • Compliance Professionals
  • Governance Professionals
  • Audit Managers
  • Risk Managers
  • Process Assurance Professionals
  • Control Testing Professionals

Prerequisites & Participant Readiness

  • Basic understanding of risk, controls, compliance, or internal-audit activities
  • Familiarity with audit reports, policies, procedures, or control documentation
  • Basic computer and internet proficiency
  • No programming or technical AI knowledge required
  • No previous NotebookLM experience required

TOC Modules

Concepts
  • Understanding NotebookLM as a source-grounded research and analysis environment
  • Understanding Sources → Questions → Evidence → Analysis → Output
  • Identifying use cases across audit planning, risk reviews, control assessments, and reporting
  • Understanding the importance of citations and source traceability
Practical activities
  • Creating a risk or audit-focused notebook using sample documents
  • Asking source-grounded questions and verifying answers against citations

Scenarios

Audit Evidence to Risk Finding

Policies & Procedures → Audit Evidence → NotebookLM Analysis → Control Gap → Supporting Citation → Risk Observation → Auditor Validation

Participants analyse multiple source documents to identify a potential control gap and prepare a traceable, evidence-backed observation for auditor review.

Multiple Audit Reports to Recurring Risk Insight

Audit Reports → Risk Registers → Management Responses → Cross-Document Analysis → Recurring Themes → Management Brief

Participants consolidate multiple audit and risk documents to identify repeated findings, unresolved actions, and recurring risk themes for management attention.

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