Role-Based Programme
RB0169

Claude for Risk & Internal Audit

Practical AI for Risk Analysis, Control Review & Audit Workflows

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Duration
8 Hours
Level
Basic
Delivery
Instructor-Led
Format
Workshop

Programme Objectives

  • Build foundational proficiency in using Claude across practical Risk Management and Internal Audit activities.
  • Apply structured prompting techniques for risk identification, control analysis, audit planning, evidence review, and reporting.
  • Use Claude to analyse policies, procedures, risk registers, control matrices, audit evidence, reports, and approved datasets.
  • Apply Web Search and Research to investigate emerging risks, regulations, industry practices, and audit-relevant developments.
  • Build reusable AI-assisted Risk and Internal Audit workflows using Projects and Artifacts while maintaining confidentiality, evidence traceability, professional scepticism, and human judgement.

Tools covered

ClaudeGenerative AIPrompt EngineeringFile & Data AnalysisWeb SearchResearchProjectsArtifacts

Who should attend

  • Internal Auditors
  • Risk Management Professionals
  • Enterprise Risk Professionals
  • Operational Risk Professionals
  • IT Auditors
  • Risk & Control Professionals
  • Internal Control Professionals
  • Governance, Risk & Compliance Professionals
  • Compliance Assurance Professionals
  • Audit Executives
  • Risk Analysts
  • Process Assurance Professionals
  • Audit Managers
  • Risk & Audit Team Leaders

Prerequisites & Participant Readiness

  • Basic understanding of risk, controls, governance, or internal-audit activities
  • Familiarity with policies, processes, risk registers, controls, or audit evidence
  • Basic document and spreadsheet-handling knowledge is helpful
  • Basic computer and internet proficiency
  • No programming knowledge required
  • No previous Claude experience required
  • Participants should use anonymised or organisation-approved Risk and Audit information during practical exercises
  • Formal audit opinions, control-effectiveness conclusions, and risk decisions must remain subject to authorised professional review

TOC Modules

Concepts
  • Understanding Claude and Generative AI from a Risk and Internal Audit perspective
  • Identifying suitable applications across risk assessment, control review, audit preparation, analysis, and reporting
  • Understanding AI assistance versus auditor judgement, professional scepticism, and accountability
  • Recognising hallucinations, unsupported conclusions, confidentiality risks, and verification requirements
Practical activities
  • Exploring Claude through common Risk and Internal Audit activities
  • Comparing simple and structured prompts for the same audit requirement
  • Identifying recurring activities suitable for Claude assistance

Scenarios

Business Process to Risk-Control Review

Process Document → Claude Analysis → Risks → Existing Controls → Risk-Control Matrix → Potential Gaps → Audit Questions → Human Validation

Participants use Claude to analyse an approved business process and convert source information into a structured risk-and-control review while retaining professional ownership of risk ratings and control conclusions.

Audit Evidence to Management Finding

Audit Evidence + Dataset → Claude Analysis → Exceptions → Evidence Review → Draft Finding → Risk / Impact → Recommendation → Management Review

Participants use Claude to organise audit evidence, identify validated exceptions, and convert supported observations into a structured audit finding and management-ready summary.

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